Privacy Policy

At NCMFX, INC. we value our customers. Customer trust and confidence is our highest priority. Although it is necessary that we obtain accurate and current information about our customers in order to provide the highest level of customer service, we are dedicated to protecting the privacy and confidentiality of our customer's information.

The NCMFX, INC. privacy policy applies to consumers who are current or former NCMFX, INC. brokerage clients or who register for one of our services or promotional offers. Throughout the policy, we refer to information that personally identifies you or your accounts as "personal information."

NCMFX, INC. will never sell your personal information to anyone. Other than the special cases listed in this policy, we will not use or distribute your personal information in any way without prior notification to you. We promise that we will uphold the privacy policies and procedures as set forth below.

Information we collect about our Customers

• The personal information we collect from you comes from information you
  supply to us in account opening applications (whether written or electronic),
  or in other forms you may provide to us. This information may include your
  name, address, social security number or tax identification number,
  and financial information about you.

• Information regarding your transactions with us including your trading
  history at NCMFX, INC., your history of meeting margin calls or your use
  of the various services and products that we provide.

• Information about your credit history and information we may receive
  from your introducing broker or associated person and other consumer
  reporting agencies.

• "Cookies" are small text files consisting of encrypted information
  assigned to a computer's browser. Cookies do not collect or transmit your
  personal information. For users of the non-public areas of our website or
  electronic trading platforms that require a User ID or password, NCMFX,
  INC. may use cookies to identify you so that you do not have to input your
  password multiple times as you navigate our site. NCMFX, INC. may also
  use cookies for administrative purposes, such as to maintain security on
  our site.

Information we may share about our Customers

• NCMFX, INC. will not sell personal information regarding our current
  or former customers to anyone.

• NCMFX, INC. may share personal information about our current and
  former customers with our affiliated companies and service providers
  around the world. (NCMFX, INC. affiliated companies include our
  subsidiaries, foreign correspondents, branch offices, and companies that
  we have business relationships with) In either case, your personal
  information will remain subject to the strictest confidentiality protections by
  our affiliates.

• We may also enter into what is called a "joint marketing relationship"
  with another institution, if we believe that you might be interested
  in hearing about its products or services. If we do, we will ensure that the
  other financial institution will protect the confidentiality of the limited
  information we would share with it. In the event of such a joint marketing
  agreement we would only share limited information such as your name and
  email address. We will also insure that the marketing partner will use your
  information only for the joint marketing arrangement.

• To the extent that we may engage unaffiliated companies to assist
  in providing services on our web site, such providers will be subject
  to stringent requirements to maintain the confidentiality of
  any personal information they may obtain in connection with the
  performance of their services for us. We do our best to make sure that they
  receive the minimum amount of personal information necessary to do their
  job and will be allowed to retain that information only for as long as
  necessary in order to provide their services. Service providers will only be
  allowed to use personal information in the course of providing services
  to NCMFX, INC. and only for the purposes that we authorize.

• We may disclose information about current or former customers in order
  to cooperate with legal or regulatory authorities or pursuant
  to a court order or subpoena. For example, we may be required
  to disclose personal information to cooperate with regulators or law
  enforcement authorities, resolve consumer disputes, perform
  credit/authentication checks, or for institutional risk control.

• We may also disclose personal information as necessary to perform
  credit checks, collect debts, enforce our legal rights or otherwise
  protect our interests and property.

• For regulatory purposes, self regulatory organizations including
  the NFA, CFTC and SROs require access to personal information of current
  and former clients, employees, agents, directors, officers,
  partners and others that has been collected or used by Regulated
  Persons. SROs collect, use or disclose such personal information obtained
  from Regulated Persons for regulatory purposes, including:

     - Surveillance of trading-related activity,
     - Sales, financial compliance, trade desk review and other regulatory
       audits,
     - Investigation of potential regulatory and statutory violations,
     - Regulatory databases,
     - Enforcement or disciplinary proceedings,
     - Reporting to securities regulators, and
     - Information-sharing with securities regulatory authorities, regulated
       marketplaces, other self-regulatory organizations and law enforcement
       agencies in any jurisdiction in connection with any of the foregoing.

Information Accuracy

• We continue to evaluate our efforts to protect personal
  information and make every effort to keep your personal information accurate
  and up to date. If you identify any inaccuracy in your personal information, or
  you need to make a change to that information, please contact us so that we
  may promptly update our records.

Information Security

Because NCMFX, INC. is committed to protection of your personal information and to protecting your privacy, only authorized NCMFX, INC. employees or agents will have access to your personal information. All of our employees, affiliates and service providers are held to the highest standards of privacy and security.

If this privacy policy changes you will be notified through the NCMFX, INC. web site or in other appropriate ways. If you have questions relating to this policy, please contact our compliance department at: 617-340-6606.

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